Financial Services Commission

Results: 6048



#Item
91Funds / Financial services / Collective investment schemes / Late-2000s financial crisis / Money market fund / Mutual fund / Net asset value / Reserve Primary Fund / Bank / Financial economics / Investment / Finance

Reforming Money Market Funds A Proposal by the Squam Lake Group January 14, 2011 In 2010, the U.S. Securities and Exchange Commission tightened the risk requirements for assets held by money market funds in response t

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Source URL: www.squamlakegroup.org

Language: English - Date: 2011-01-16 21:09:56
92Financial economics / Finance / Financial system / New Deal / Securities Act / TSX Venture Exchange / Short / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

PETROFRONTIER CORP. AND TEXALTA PETROLEUM LTD. COMPLETE BUSINESS COMBINATION Tuesday, May 31, 2011 THIS NEWS RELEASE IS NOT FOR DISSEMINATION IN THE UNITED STATES OR TO ANY UNITED STATES NEWS SERVICES. PetroFrontier Corp

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Source URL: www.petrofrontier.com

Language: English - Date: 2015-03-04 15:06:03
93Funds / Financial services / Financial markets / Collective investment schemes / Money market fund / Net asset value / Market liquidity / Mutual fund / Bank / Financial economics / Investment / Economics

September 17, 2013 Securities and Exchange Commission Attn: Elizabeth M. Murphy, Secretary 100 F Street NE Washington, DCRe: Money Market Fund Reform, Number S7-03-13

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Source URL: www.squamlakegroup.org

Language: English - Date: 2013-09-24 14:03:49
94

EUROPEAN COMMISSION Directorate General Financial Stability, Financial Services and Capital Markets Union Interim Chair of the Single Resolution Board (SRB) SRB DECISION LAYING DOWN RULES ON SECONDMENT TO THE SRB

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Source URL: srb.europa.eu

Language: English - Date: 2015-05-12 10:42:03
    95European Union / Federalism / Benchmark / Collective investment scheme / Financial economics / Investment / Financial services

    IRSG briefing on third country provisions in Benchmarks Regulation The inclusion of a strict equivalence regime in the original Commission proposal would lead to European market participants and investors being denied a

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    Source URL: www.irsg.co.uk

    Language: English - Date: 2015-03-09 07:00:55
    96Financial services / Investment / Personal finance / Employment compensation / Pension / Defined benefit pension plan / Futures contract / Derivative / Swap / Financial economics / Finance / Economics

    March 11, 2015 Mr. Christopher Kirkpatrick, Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street NW Washington, DC 20581

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    Source URL: www.piacweb.org

    Language: English
    97Government of South Korea / Mauritius / Republics / Financial Services Commission / Collective investment scheme / Financial economics / Volcanism / Geology

    FSCNOT20C2015/2 Public Notice Revocation of the Category 1 Global Business Licence and withdrawal of Authorisation to act as Collective Investment Scheme of The Four Elements PCC Notice is hereby given that the Financia

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    Source URL: www.fscmauritius.org

    Language: English - Date: 2015-03-20 08:38:36
    98Politics / Government of South Korea / Financial Services Commission / Government

    FSCNOT25C2015/1 NOTICE of the Enforcement Committee under sectionof the Financial Services Act 2007 On 16 March 2015, the Enforcement Committee (EC) of the Financial Services Commission,

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    Source URL: www.fscmauritius.org

    Language: English - Date: 2015-03-25 09:23:30
    99Securities Act / United States Securities and Exchange Commission / Stock market / Financial economics / Financial regulation / Investment / United States securities law / 73rd United States Congress / New Deal

    NOT FOR DISTRIBUTION TO UNITED STATES NEWSWIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES PRD ENERGY ANNOUNCES CLOSING OF APPROXIMATELY $23 MILLION PRIVATE PLACEMENTS CALGARY, ALBERTA – May 22, 2014, PRD Energy

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    Source URL: www.prdenergy.de

    Language: English - Date: 2014-05-29 15:34:27
    100Economics / United States federal banking legislation / Anti-corporate activism / Corporate crime / U.S. Securities and Exchange Commission / Whistleblower / Dodd–Frank Wall Street Reform and Consumer Protection Act / Insider trading / Financial Services Authority / Business / Financial regulation / Business ethics

    www.secwhistlebloweradvocate.com Wall StreetFleet StreetMain Street: Corporate Integrity at a Crossroads United States & United Kingdom Financial Services Industry Survey

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    Source URL: www.labaton.com

    Language: English - Date: 2012-07-25 17:46:33
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